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John S Emmett

Geneva Financial Group LLC

Allen, TX

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Current Employers
Geneva Financial Group Llc

Geneva, IL • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2010-02-16
  • TX RA
    APPROVED
    Since 2010-02-16

Branch Locations

Allen, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brokersxpress, Llc Chicago IL 12/2007 Present
  • 12/2007 → Present
    Brokersxpress, Llc
    Chicago, IL
Previous Registrations
  • 2008-01-09 → 2009-11-02
    Brokersxpress Llc
    Chicago, IL
    Allen, TX
    Allen, TX
    El Paso, TX
  • 2003-07-01 → 2007-12-05
    Wells Fargo Clearing Services, Llc
    Plano, TX
    Plano,, TX
  • 2002-03-05 → 2003-07-01
    Prudential Equity Group, Llc
    Plano, TX
Other Businesses

PARACLETE ADVISORS - FINANCIAL PLANNING, LIFE INSURANCE, AND ANNUITIES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-03-05
S63 Uniform Securities Agent State Law Examination 1994-11-07
  • S65 Uniform Investment Adviser Law Examination
    2002-03-05
  • S63 Uniform Securities Agent State Law Examination
    1994-11-07
Other Names
  • John Emmett

View on SEC IAPD

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