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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-03 |
| CA | RA | APPROVED | 2020-11-12 |
Branch Locations
55 New Montgomery St Suite 803, San Francisco, CA 94105 • United States
1294 Kifer Road Suite 707, Sunnyvale, CA 94086 • United States
Los Gatos, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securities, Inc. | San Diego | CA | 02/2002 | 09/2022 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 07/2012 | 11/2020 |
| First Allied Advisory Services | Schaumburg | IL | 11/2020 | 11/2020 |
| Cetera Advisors Llc | Sunnyvale | CA | 09/2022 | Present |
| Kiferline, Llc | Sunnyvale | CA | 06/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 11/2020 | Present |
1. JON JOHIRO - INDEPENDENT AGENT / LIFE & DISABILITY AGENT 2. VALEHILL CAPITAL; IC; DBA(ONLY OFFERS FIRST ALLIED PRODUCTS/SERVICES) 3. JON AND CAROLYN JOHIRO LIVING TRUST; TRUSTEE (FIDUCIARY POSITION (TRUSTEE, POA,EXECUTOR,ECT) START DATE; 01/01/2001. 4. THE GELA I. RUSSELL AND STEVEN J. GODWIN REV TRUST UAD 04/09/2021; CO SUCCESSOR TRUSTEE; FIDUCIARY POSITION; START DATE: 12/07/2021; 8 HOURS PER MONTH; 5. NAME OF OTHER BUSINESS: KIFERLINE, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: COMMERCIAL REAL ESTATE; START DATE: 6/2023; POSITION/TITLE/RELATIONSHIP: OWNER/MANAGER; APX NUMBER OF HOURS PER WEEK: 8; APX NUMBER OF HOURS DURING TRADING HOURS: 8; BRIEF DESCRIPTION OF DUTIES: GENERAL MANAGER FOR COMMERCIAL REAL ESTATE LLC;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-30 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-22 |
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