Joseph Nicholas Modica

Current Employers

Modica Financial Services

50 Harbor Pointe, Lebanon, TN 37087 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2026-02-23
TN	RA	APPROVED	2026-02-23

CA RA
APPROVED

Since 2026-02-23
TN RA
APPROVED

Since 2026-02-23

Branch Locations

Lebanon, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Modica Insurance Services	Atascadero	CA	06/1989	Present
Modica Financial & Tax Inc.	Atascadero	CA	10/2007	Present
Modica Financial Services	Atascadero	CA	12/2008	Present

06/1989 → Present

Modica Insurance Services

Atascadero, CA
10/2007 → Present

Modica Financial & Tax Inc.

Atascadero, CA
12/2008 → Present

Modica Financial Services

Atascadero, CA

Previous Registrations

2018-02-14 → 2021-12-31

Modica Financial Services

Atascadero, CA

Other Businesses

I AM LICENSED TO SELL INSURANCE PRODUCTS. I SPEND 2 HOURS PER WEEK ON IT. I PREPARE INCOME TAX AND DO AUDIT REPRESENTATION FOR 30 HOURS PER WEEK. ALL OF MY ACTIVITIES ARE DONE FROM MY OFFICE IN LEBANON, TN I SPEND 10 HOURS PER WEEK ON MY INVESTMENT ADVISORY SERVICES.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-06-30

S63 Uniform Securities Agent State Law Examination

1993-06-30

Designations

View on SEC IAPD