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Inactive

Thomas Hines

Thompson Capital Management, LLC

Crystal Lake, IL

Indian Head Park, IL

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Current Employers
Thompson Capital Management, Llc

Indian Head Park, IL • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-05-04
IL RA APPROVED 2021-04-21
  • TX RA
    APPROVED
    Since 2022-05-04
  • IL RA
    APPROVED
    Since 2021-04-21

Branch Locations

Crystal Lake, IL • United States

Indian Head Park, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Good Harbor Financial Chicago IL 09/2010 05/2018
Lowery Asset Consulting, Llc Chicago IL 05/2018 03/2021
Thompson Capital Management, Llc I Crystal Lake IL 03/2021 Present
Thompson Capital Management La Grange Park IL 03/2021 Present
  • 09/2010 → 05/2018
    Good Harbor Financial
    Chicago, IL
  • 05/2018 → 03/2021
    Lowery Asset Consulting, Llc
    Chicago, IL
  • 03/2021 → Present
    Thompson Capital Management, Llc I
    Crystal Lake, IL
  • 03/2021 → Present
    Thompson Capital Management
    La Grange Park, IL
Previous Registrations
  • 2018-11-13 → 2021-09-24
    Lowery Asset Consulting, Llc
    Chicago, IL
  • 2010-09-15 → 2018-05-18
    Good Harbor Financial
    Chicago, IL
    Barrington, IL
  • 2010-09-27 → 2011-07-22
    Access Fund Management, Llc
    Glenview, IL
  • 2006-10-20 → 2009-04-21
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-19
S65 Uniform Investment Adviser Law Examination 1995-12-05
S63 Uniform Securities Agent State Law Examination 1993-06-18
  • S66 Uniform Combined State Law Examination
    2006-10-19
  • S65 Uniform Investment Adviser Law Examination
    1995-12-05
  • S63 Uniform Securities Agent State Law Examination
    1993-06-18
Designations
Other Names
  • Thomas William Hines

View on SEC IAPD

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