Sherry K Grant

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-03-22
CA	RA	APPROVED	2003-02-27

TX RA
APPROVED_RES

Since 2013-03-22
CA RA
APPROVED

Since 2003-02-27

Branch Locations

100 Wilshire Blvd, Santa Monica, CA 90401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Los Angeles	CA	11/1992	Present
Bank Of America, N.A.	Santa Monica	CA	06/2011	Present

11/1992 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA
06/2011 → Present

Bank Of America, N.A.

Santa Monica, CA

Other Businesses

I*64104 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: LUMINAIRES, JUNIORS INVESTMENT RELATED: N ADDRESS OF BUSINESS: LOS ANGELES, CALIFORNIA 90033 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: START DATE OF RELATIONSHIP: 07/01/2013 NUMBER OF HOURS DEVOTED: 100 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THE LUMINAIRES, JUNIORS IS A NON-PROFIT DEDICATED TO AUGMENTING THE USC DOHENY EYE INSTITUTE AND THEIR MISSION TO CONSERVE, RESTORE AND IMPROVE HUMAN EYESIGHT. THE LUMINAIRES IMPORTANT WORK TO PAY FOR LOW INCOME FAMILIES TO RECEIVE ADEQUATE OCULAR

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-02-21
S63	Uniform Securities Agent State Law Examination	1993-08-31

S66 Uniform Combined State Law Examination

2003-02-21
S63 Uniform Securities Agent State Law Examination

1993-08-31

Other Names

Sherry K Grant
Sherry Kathleen Grant

View on SEC IAPD