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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2022-12-22 |
| TX | RA | APPROVED_RES | 2008-08-25 |
Branch Locations
One Post Office Square, Boston, MA 02109 • United States
Scituate, MA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Suffolk Univ | Boston | MA | 09/1989 | Present |
| Ubs Financial Services Inc. | Boston | MA | 02/2001 | Present |
1. D.C.G Revocable Trust of 2019, I rent out my beach house during spring and summer months, BostonMAUnited States-02110, I am TTEE of my personal trust. I manage all the day to day investment activities, start date-4/1/2022.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-10-23 |
| S63 | Uniform Securities Agent State Law Examination | 1993-11-08 |
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