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Christopher Jon Mukoda

LPl Financial LLC

Georgetown, DE

Lewes, DE

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2023-12-07
NJ RA APPROVED 2023-12-07
TX RA APPROVED_RES 2023-12-07
  • DE RA
    APPROVED
    Since 2023-12-07
  • NJ RA
    APPROVED
    Since 2023-12-07
  • TX RA
    APPROVED_RES
    Since 2023-12-07

Branch Locations

Georgetown, DE • United States

33322 E Chesapeake St Unit 47, Lewes, DE 19958 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Llc Pittsburgh PA 01/2016 12/2023
Lpl Financial Llc Dover DE 12/2023 Present
  • 01/2016 → 12/2023
    Pnc Investments Llc
    Pittsburgh, PA
  • 12/2023 → Present
    Dover, DE
Previous Registrations
  • 2006-01-23 → 2023-12-11
    Ocean Pines, MD
    Georgetown, DE
    Bridgeville, DE
    Milford, DE
    Milford, DE
    Millsboro, DE
    Milford, DE
    Milford, DE
    Seaford, DE
    Dover, DE
    Georgetown, DE
    Selbyville, DE
    Salisbury, MD
    Salisbury, MD
    Salisbury, MD
    Salisbury, MD
    Salisbury, MD
    Pittsville, MD
    Lewes, DE
Other Businesses

1) 11/2023 - Sussex Wealth Partners / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent 2) 03/05/2025 - Momentum Wealth Partners - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:02/28/2025 - 0 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-12-20
S63 Uniform Securities Agent State Law Examination 1993-05-28
  • S65 Uniform Investment Adviser Law Examination
    2004-12-20
  • S63 Uniform Securities Agent State Law Examination
    1993-05-28

View on SEC IAPD

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