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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2023-12-07 |
| NJ | RA | APPROVED | 2023-12-07 |
| TX | RA | APPROVED_RES | 2023-12-07 |
Branch Locations
Georgetown, DE • United States
33322 E Chesapeake St Unit 47, Lewes, DE 19958 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments Llc | Pittsburgh | PA | 01/2016 | 12/2023 |
| Lpl Financial Llc | Dover | DE | 12/2023 | Present |
1) 11/2023 - Sussex Wealth Partners / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s)160 Hrs per month / 100% Time Spent 2) 03/05/2025 - Momentum Wealth Partners - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:02/28/2025 - 0 Hrs/Mth - 0 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1993-05-28 |
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