Craig Jason Pariser

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-03-03
CA	RA	APPROVED	2009-06-01

TX RA
APPROVED_RES

Since 2020-03-03
CA RA
APPROVED

Since 2009-06-01

Branch Locations

Santa Monica, CA • United States

9665 Wilshire Boulevard Suite 600, Beverly Hills, CA 90212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	Century City	CA	07/1993	Present
Morgan Stanley Smith Barney	Los Angeles	CA	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

07/1993 → Present

Citigroup Global Markets Inc.

Century City, CA
06/2009 → Present

Morgan Stanley Smith Barney

Los Angeles, CA
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

1997-07-08 → 2009-06-01

Citigroup Global Markets Inc.

Century City, CA

Los Angeles, CA

Other Businesses

National Futures Assoc; Investment related; Chicago, IL; Attend hearings, generally only once per year; Employee; 11/2009; During business hours: 0; After business hours: 0

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-06-24
S63	Uniform Securities Agent State Law Examination	1993-06-11

S65 Uniform Investment Adviser Law Examination

1993-06-24
S63 Uniform Securities Agent State Law Examination

1993-06-11

View on SEC IAPD