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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-06-24 |
Branch Locations
1483 Main St, Dunedin, FL 34698 • United States
2301 Sunset Point Rd, Clearwater, FL 33765 • United States
100 S Ashley Dr 9Th Fl [F6-Rbo], Tampa, FL 33602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Tampa | FL | 10/2008 | 02/2019 |
| Morgan Stanley Private Bank, National Association | New York | NY | 06/2009 | 02/2019 |
| Fidelity Brokerage Services, Llc | Tampa | FL | 02/2019 | 04/2021 |
| Iht Wealth Management | Chicago | IL | 06/2021 | 09/2021 |
| Severin Investments Llc | Tampa | FL | 02/2022 | 03/2022 |
| Lpl Financial Llc | Tampa | FL | 05/2022 | 06/2022 |
| Unemployed | Tampa | FL | 09/2021 | 02/2022 |
| Wells Fargo Clearing Services, Llc | Tampa | FL | 06/2022 | Present |
1) 5/2022- BMO Investment Services- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-15 |
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