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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-06-24
  • FL RA
    APPROVED
    Since 2022-06-24

Branch Locations

1483 Main St, Dunedin, FL 34698 • United States

2301 Sunset Point Rd, Clearwater, FL 33765 • United States

100 S Ashley Dr 9Th Fl [F6-Rbo], Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Tampa FL 10/2008 02/2019
Morgan Stanley Private Bank, National Association New York NY 06/2009 02/2019
Fidelity Brokerage Services, Llc Tampa FL 02/2019 04/2021
Iht Wealth Management Chicago IL 06/2021 09/2021
Severin Investments Llc Tampa FL 02/2022 03/2022
Lpl Financial Llc Tampa FL 05/2022 06/2022
Unemployed Tampa FL 09/2021 02/2022
Wells Fargo Clearing Services, Llc Tampa FL 06/2022 Present
  • 10/2008 → 02/2019
    Morgan Stanley Smith Barney
    Tampa, FL
  • 06/2009 → 02/2019
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 02/2019 → 04/2021
    Fidelity Brokerage Services, Llc
    Tampa, FL
  • 06/2021 → 09/2021
    Iht Wealth Management
    Chicago, IL
  • 02/2022 → 03/2022
    Tampa, FL
  • 05/2022 → 06/2022
    Tampa, FL
  • 09/2021 → 02/2022
    Unemployed
    Tampa, FL
  • 06/2022 → Present
    Tampa, FL
Previous Registrations
  • 2022-06-06 → 2022-07-05
    Tampa, FL
    Tampa, FL
    San Diego, CA
  • 2022-02-14 → 2022-04-04
    Clearwater, FL
  • 2021-06-29 → 2021-09-20
    Chicago, IL
    Tampa, FL
  • 2019-03-06 → 2021-03-31
    Fidelity Personal And Workplace Advisors
    Tampa, FL
  • 2009-06-01 → 2019-03-04
    Tampa, FL
  • 2008-11-03 → 2009-06-01
    Tampa, FL
  • 2006-07-03 → 2008-10-07
    Truist Investment Services, Inc.
    Tampa, FL
    Tampa, FL
    Brooksville, FL
    New Port Richey, FL
    Brooksville, FL
    Holiday, FL
    New Port Richey, FL
    New Port Richey, FL
    Holiday, FL
    Holiday, FL
Other Businesses

1) 5/2022- BMO Investment Services- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-29
S63 Uniform Securities Agent State Law Examination 2001-02-15
  • S66 Uniform Combined State Law Examination
    2006-06-29
  • S63 Uniform Securities Agent State Law Examination
    2001-02-15
Other Names
  • Paul Anthony Agliano

View on SEC IAPD

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