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Current Employers
Arkadios Wealth Advisors

2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-08-22
LA RA APPROVED 2023-08-10
TX RA APPROVED 2023-08-10
  • GA RA
    APPROVED
    Since 2023-08-22
  • LA RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

2827 Peachtree Road Suite 640, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Atlanta GA 12/2015 08/2023
Jp Morgan Chase Bank Na Atlanta GA 12/2015 08/2023
Arkadios Capital Atlanta GA 08/2023 Present
Arkadios Wealth Advisors Atlanta GA 08/2023 Present
Previous Registrations
  • 2015-12-08 → 2023-08-11
    Atlanta, GA
  • 2008-09-19 → 2015-12-22
    Credit Suisse Securities (Usa) Llc
    Atlanta, GA
  • 2004-05-06 → 2008-09-24
    Lehman Brothers Inc.
    Atlanta, GA
    New York, NY
    Atlanta, GA
Other Businesses

1. Clover Capital Partners, Investment related DBA, 2827 Peachtree Road Suite 640, Atlanta, GA 30305, Pass through entity as registered financial professional, zero hours a month

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-06-01
S63 Uniform Securities Agent State Law Examination 1995-05-10
  • S65 Uniform Investment Adviser Law Examination
    1995-06-01
  • S63 Uniform Securities Agent State Law Examination
    1995-05-10
Other Names
  • Tripps Moog

View on SEC IAPD

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