Julie Marie Clark

Rbc Capital Markets, LLC

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Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2019-01-25
TX	RA	APPROVED_RES	2019-01-17

NE RA
APPROVED

Since 2019-01-25
TX RA
APPROVED_RES

Since 2019-01-17

Branch Locations

8800 Firethorn Lane Suite 200, Lincoln, NE 68520 • United States

Lincoln, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Lincoln	NE	02/2013	01/2019
Rbc Capital Markets, Llc.	Lincoln	NE	01/2019	Present

02/2013 → 01/2019

Morgan Stanley

Lincoln, NE
01/2019 → Present

Rbc Capital Markets, Llc.

Lincoln, NE

Previous Registrations

2013-03-06 → 2019-01-18

Morgan Stanley

Lincoln, NE
2012-09-06 → 2013-02-27

Wells Fargo Clearing Services, Llc

Omaha, NE

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-08-27
S63	Uniform Securities Agent State Law Examination	1994-07-20

S65 Uniform Investment Adviser Law Examination

2012-08-27
S63 Uniform Securities Agent State Law Examination

1994-07-20

Other Names

Julie Makie Klien
Julie Marie Klien

View on SEC IAPD

More in Lincoln, NE

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