Lori Ann Welborn

Current Employers

Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-08-19

TX RA
APPROVED

Since 2021-08-19

Branch Locations

2521 14Th Street, Plano, TX 75074 • United States

17218 Preston Road Suite 1000, Dallas, TX 75252 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Compass Bank	Birmingham	AL	06/2006	08/2021
Bbva Wealth Solutions Inc.	Richardson	TX	10/2010	08/2021
Bbva Securities Inc.	Richardson	TX	05/2013	08/2021
Bbva Compass Insurance Agency, Inc.	Austin	TX	06/2006	08/2021
Pnc Investments	Richardson	TX	08/2021	Present

06/2006 → 08/2021

Compass Bank

Birmingham, AL
10/2010 → 08/2021

Bbva Wealth Solutions Inc.

Richardson, TX
05/2013 → 08/2021

Bbva Securities Inc.

Richardson, TX
06/2006 → 08/2021

Bbva Compass Insurance Agency, Inc.

Austin, TX
08/2021 → Present

Pnc Investments

Richardson, TX

Previous Registrations

2010-10-15 → 2021-08-17

Pnc Managed Account Solutions, Inc.

Houston, TX

Houston, TX

Richardson, TX
2010-08-02 → 2010-10-15

St Johns Wealth Management

Richardson, TX
2006-07-20 → 2010-07-26

Bbva Compass Investment Solutions, Inc

Dallas, TX

Richardson, TX

Dallas, TX

Dallas, TX

Addison, TX

Dallas, TX

Dallas, TX

Plano, TX

Plano, TX

Richardson, TX

Dallas, TX

Dallas, TX

Dallas, TX
2003-07-10 → 2006-02-03

Colonial Asset Management Inc

Dallas, TX
1997-08-19 → 2002-07-23

Osaic Fa, Inc.

Dallas, TX

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1997-03-31

S63 Uniform Securities Agent State Law Examination

1997-03-31

Other Names

Lori Boland
Lori Ann O'BIer

View on SEC IAPD