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Robin M Harman

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Jupiter, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-06-02
FL RA APPROVED 2008-08-05
  • TX RA
    APPROVED
    Since 2009-06-02
  • FL RA
    APPROVED
    Since 2008-08-05

Branch Locations

900 S Us Highway 1, Jupiter, FL 33477 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce Fenner &Amp; Smith Inc. Jupiter FL 07/2008 Present
  • 07/2008 → Present
    Merrill Lynch Pierce Fenner &Amp; Smith Inc.
    Jupiter, FL
Previous Registrations
  • 2007-04-02 → 2008-07-31
    Morgan Stanley & Co. Llc
    Stuart, FL
  • 1997-02-07 → 2007-04-02
    Morgan Stanley Dw Inc.
    Stuart, FL
    Stuart, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-11-18
S63 Uniform Securities Agent State Law Examination 2004-05-19
  • S65 Uniform Investment Adviser Law Examination
    2008-11-18
  • S63 Uniform Securities Agent State Law Examination
    2004-05-19

View on SEC IAPD

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DANIEL DOYCE PAYNE
DENNIS PATRICK HARKIN
JOSHUA BRETT RUDOLPH
ERIN KATHERINE GIBBS-MATHEY
JASON WAYNE JOANIS
KIMBERLY LYNNE PIERCE
JACOB ANTHONY METRO
CHARLES JOHN DANIELS

Other Offices

SLATESTONE WEALTH LLC · JUPITER, FL
&PARTNERS · Jupiter, FL
STRAIGHTPATH MANAGEMENT INC · JUPITER, FL
NIGHTHAWK MANAGEMENT GROUP · JUPITER, FL
LPL FINANCIAL LLC · JUPITER, FL
NOVEM GROUP · Jupiter, FL
LPL FINANCIAL LLC · JUPITER, FL
MML INVESTORS SERVICES, LLC · Jupiter, FL

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