Daryl John Tegtmeier

Current Employers

Epoch Family Wealth

Weldon Spring, MO • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2017-02-24

MO RA
APPROVED

Since 2017-02-24

Branch Locations

Weldon Spring, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	St. Louis	MO	01/2008	02/2017
Panoptic Wealth Advocates	St. Louis	MO	12/2012	02/2017
Epoch Family Wealth	St. Louis	MO	11/2016	Present

01/2008 → 02/2017

Lpl Financial, Llc

St. Louis, MO
12/2012 → 02/2017

Panoptic Wealth Advocates

St. Louis, MO
11/2016 → Present

Epoch Family Wealth

St. Louis, MO

Previous Registrations

2013-04-09 → 2017-02-24

Panoptic Wealth Advocates

Saint Louis, MO
2008-01-11 → 2017-02-23

Lpl Financial Llc

St. Louis, MO

Fort Mill, SC

Saint Louis, MO
2006-07-13 → 2008-01-15

Osaic Fa, Inc.

Clayton, MO
2004-08-31 → 2006-06-22

Thrivent Investment Management Inc.

O'FAllon

Chesterfield, MO

O Fallon, MO

St Louis, MO

Other Businesses

1. 12/7/2007 - NON-VARIABLE INSURANCE - UL AND TERM LIFE INSURANCE PLACED THROUGH OUTSIDE CARRIER(S). - INVESTMENT RELATED - 5% TIME SPENT - CHESTERFIELD, MO. 2. 12/7/2007 - REAL ESTATE RENTAL - MAKAVRIO PROPERTIES - LLC MY WIFE AND I OWN THAT OWNS REAL ESTATE. - INVESTMENT RELATED - 3% TIME SPENT / ACTIVITY BEGAN 8/07 - O'FALLON, MO.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-11-20
S63	Uniform Securities Agent State Law Examination	1993-06-08

S65 Uniform Investment Adviser Law Examination

2002-11-20
S63 Uniform Securities Agent State Law Examination

1993-06-08

Designations

View on SEC IAPD