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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-04-17
ID RA APPROVED 2003-07-01
  • TX RA
    APPROVED_RES
    Since 2014-04-17
  • ID RA
    APPROVED
    Since 2003-07-01

Branch Locations

101 S Capitol Blvd Ste 700, Boise, ID 83702 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Boise ID 05/2009 11/2016
Wells Fargo Clearing Services, Llc Boise ID 11/2016 Present
Previous Registrations
  • 1995-11-20 → 2003-07-01
    Prudential Equity Group, Llc
    Boise, ID
Other Businesses

POWER OF ATTORNEY FOR MOTHER; INV. RELATED; MERIDIAN, ID; START DATE 7/2019; 2 HRS PER MONTH; 0 HRS DURING TRADING.; PERSONAL REPRESENTATIVE FOR FATHER, INV RELATED, MERIDIAN, ID, START: 10/21/2019, 4 HRS/MONTH, 0 HRS DURING TRADING. HEUETT LAND & CATTLE CO, LLC; NOT INVESTMENT RELATED; MERIDIAN,ID; 100% OWNERSHIP; START DATE 07/15/2021; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; FAMILY FARM BUSINESS.; HEUETT-WATSON LAND CO, LLC, INV RELATED, MERIDIAN, ID, 85% OWNERSHIP, START: 9/20/2022, 2 HRS/MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-11-05
S63 Uniform Securities Agent State Law Examination 1993-06-05
  • S65 Uniform Investment Adviser Law Examination
    1994-11-05
  • S63 Uniform Securities Agent State Law Examination
    1993-06-05

View on SEC IAPD

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