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Evanne Marie Hardin

LPl Financial LLC

St Louis, MO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2021-07-21
  • MO RA
    APPROVED
    Since 2021-07-21

Branch Locations

11960 Westline Industrial Blvd Ste 235, St Louis, MO 63146 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Saint Ann MO 06/2016 03/2017
Dale Von Hoffman Creve Coeur MO 09/2017 07/2021
Evanne Hardin, Notary Creve Coeur MO 04/2017 07/2021
Douglas Hardin Creve Coeur MO 03/2017 07/2021
Various Insurance Carriers For W&R Insurance Agencies St Louis MO 03/2017 07/2021
Waddell & Reed, Inc St Louis MO 03/2017 07/2021
Gemini Wealth Group, Llc St Louis MO 02/2021 07/2021
Lpl Financial Llc St Louis MO 07/2021 Present
  • 06/2016 → 03/2017
    Unemployed
    Saint Ann, MO
  • 09/2017 → 07/2021
    Dale Von Hoffman
    Creve Coeur, MO
  • 04/2017 → 07/2021
    Evanne Hardin, Notary
    Creve Coeur, MO
  • 03/2017 → 07/2021
    Douglas Hardin
    Creve Coeur, MO
  • 03/2017 → 07/2021
    Various Insurance Carriers For W&R Insurance Agencies
    St Louis, MO
  • 03/2017 → 07/2021
    Waddell & Reed, Inc
    St Louis, MO
  • 02/2021 → 07/2021
    Gemini Wealth Group, Llc
    St Louis, MO
  • 07/2021 → Present
    St Louis, MO
Previous Registrations
Other Businesses

1)08/16/2021 - Gemini Wealth Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 01/2021 2)08/16/2021- Notary - Inv Rel - State of MO - Start: 11/2014

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-01-26
S63 Uniform Securities Agent State Law Examination 1993-04-23
  • S65 Uniform Investment Adviser Law Examination
    2007-01-26
  • S63 Uniform Securities Agent State Law Examination
    1993-04-23
Other Names
  • Evanne Marie Macdonald
  • Evanne Marie Rhode

View on SEC IAPD

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