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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2021-07-21 |
Branch Locations
11960 Westline Industrial Blvd Ste 235, St Louis, MO 63146 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Saint Ann | MO | 06/2016 | 03/2017 |
| Dale Von Hoffman | Creve Coeur | MO | 09/2017 | 07/2021 |
| Evanne Hardin, Notary | Creve Coeur | MO | 04/2017 | 07/2021 |
| Douglas Hardin | Creve Coeur | MO | 03/2017 | 07/2021 |
| Various Insurance Carriers For W&R Insurance Agencies | St Louis | MO | 03/2017 | 07/2021 |
| Waddell & Reed, Inc | St Louis | MO | 03/2017 | 07/2021 |
| Gemini Wealth Group, Llc | St Louis | MO | 02/2021 | 07/2021 |
| Lpl Financial Llc | St Louis | MO | 07/2021 | Present |
1)08/16/2021 - Gemini Wealth Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 01/2021 2)08/16/2021- Notary - Inv Rel - State of MO - Start: 11/2014
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-23 |
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