Mark Stofko

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2026-01-06
NY	RA	APPROVED	2025-12-10

TX RA
APPROVED

Since 2026-01-06
NY RA
APPROVED

Since 2025-12-10

Branch Locations

One Penn Plaza 43Rd Floor, New York, NY 10119 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	New York	NY	10/2012	07/2025
J.P. Morgan Chase Bank, N.A.	New York	NY	08/2005	07/2025
Morgan Stanley Smith Barney Llc	New York	NY	12/2025	Present
Unemployed	Yonkers	NY	07/2025	12/2025
Morgan Stanley Private Bank, N.A	New York	NY	02/2026	Present

10/2012 → 07/2025

J.P. Morgan Securities Llc

New York, NY
08/2005 → 07/2025

J.P. Morgan Chase Bank, N.A.

New York, NY
12/2025 → Present

Morgan Stanley Smith Barney Llc

New York, NY
07/2025 → 12/2025

Unemployed

Yonkers, NY
02/2026 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2018-06-13 → 2025-07-30

J.P. Morgan Securities Llc

New York, NY

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-06-08
S63	Uniform Securities Agent State Law Examination	2005-10-05

S66 Uniform Combined State Law Examination

2018-06-08
S63 Uniform Securities Agent State Law Examination

2005-10-05

Other Names

Mark G Stofko
Mark G Stofko
Mark George Stofko

View on SEC IAPD