Best Investors
Account
Sign in
Best Investors
Account
Sign in
275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2018-04-20 |
Branch Locations
4095 Embassy Drive Se Suite B, Grand Rapids, MI 49546 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 04/2018 |
| Commonwealth Financial Network | Waltham | MA | 04/2018 | Present |
1.Partner and Co-Owner, CDFG, LLC, a private entity est. to facilitate securities, advisory, and insurance business; As of 03/01/20; 75% time spent during regular business hours; Conducted at branch; Investment related. 2.Owner, WLMD, LLC, a private entity est. to receive proceeds associated with securities, advisory, and insurance businesses; as of 11/14/2014; 0% time spent during regular business hours; Conducted at branch; Investment related. 3.Fixed insurance sales, as an Agent, under the name 'Sagerock Wealth Partners'; As of 12/09/16; 0% time spent during regular business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-12 |
Reach out to this advisor