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Misty Lane Doucet

LPl Financial LLC

Southfield, MI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2022-12-20
  • MI RA
    APPROVED
    Since 2022-12-20

Branch Locations

28411 Northwestern Hwy #1200, Southfield, MI 48034 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Southfield MI 05/2014 Present
Other Businesses

1) 01/14/2022 - Center for Wealth Planning - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 01/14/2022 - America Group Retirement Strategy Centers - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 3) 05/22/2024 - Holiday Market - Outside/W-2 Employment - Bakery/Deli clerk - Not Investment Related - 520 S Lilley Rd, Canton, MI 48188 - Start Date 04/12/2024 - 20 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-30
S63 Uniform Securities Agent State Law Examination 1994-08-30
  • S66 Uniform Combined State Law Examination
    2022-11-30
  • S63 Uniform Securities Agent State Law Examination
    1994-08-30
Other Names
  • Misty Lane Doucet
  • Misty L Doucet
  • Misty Doucet

View on SEC IAPD

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