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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-04-17 |
| KY | RA | APPROVED | 2025-01-24 |
| OH | RA | APPROVED | 2025-01-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors Corporation | Cincinnati | OK | 06/1998 | 01/2025 |
| Osaic Wealth, Inc. | Cincinnati | OH | 01/2025 | Present |
1)HENRY G. MAUTNER 35 GRANDVIEW AVE. NEWPORT, KY 41071 CATEGORY: OTHER INVESTMENT-RELATED: NO TITLE: MUSICIAN DUTIES: COMPOSER AND PERFORMER START DATE: 1/1/70 HOURS PER MONTH: 20 HOURS PER MONTH DURING TRADING HOURS: 0 2)SAGEMARK CONSULTING, 8044 MONTGOMERY ROAD, SUITE #450 CINCINNATI, OH 45236 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFERS TRADITIONAL LIFE INSURANCE. START DATE: 11/15/1992 HOURS PER MONTH: 5 HOURS PER MONTH DURING TRADING HOURS: 5 3)HENRY MAUTNER, NEWPORT, KY 41071 CATEGORY: MEDIA INVESTMENT RELATED: NO TITLE: COMMERCIAL VOICE-OVER DUTIES: RECORDING VOICE-OVERS FOR COMMERCIAL USE; PAID LIVE ANNOUNCING START DATE: 03/14/2016 HOURS PER MONTH: 5 HOURS PER MONTH DURING TRADING HOURS: 0 4) HENRY MAUTNER POSITION: Insurance Broker NATURE: Insurance Brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 11/15/1992 ADDRESS: 35 Grandview Ave., Newport KY 41071, United States DESCRIPTION: I solicit fixed insurance products for clients who need insurance products.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-05-10 |
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