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1024 E. Grand River Ave Suite B, Brighton, MI 48116 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2024-05-23 |
Branch Locations
1024 E. Grand River Ave Suite B, Brighton, MI 48116 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Bloomfield Hills | MI | 01/2004 | 10/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2019 | 05/2019 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 02/2019 | 05/2019 |
| Caitlin John, Llc | Brighton | MI | 05/2024 | Present |
| White Glove | Birmingham | MI | 07/2015 | Present |
| Investwise Financial Llc | Bloomfield Hills | MI | 07/2008 | Present |
1. WHITE GLOVE WORKSHOP / NOT INVESTMENT RELATED / 390 PARK ST, BIRMINGHAM, MI / MARKETING SERVICES / CO-OWNER / BOARD MEMBER / JULY 2015 / 10HRS/MTH - 0HRS/MTH DURING TRADING HOURS / BOARD MEMBER. 2. INVESTWISE FINANCIAL LLC / NOT INVESTMENT RELATED / 3883 TELEGRAPH RD STE 204. BLOOMFIELD HILLS, MI / CONSULTANT / MARKETING CONSULTANT / JULY 2008 / 16 HRS/MTH - 8 HRS/MTH DURING TRADING HOURS. 3. SUCCESSOR TRUSTEE TO FAMILY TRUST / NOT INVESTMENT RELATED / CLARKSON, MI / 01/1997 / HOURS DEVOTED TO THIS ACTIVITY 0 HRS/MTH - 0 HRS/MTH DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-04-01 |
| S66 | Uniform Combined State Law Examination | 2011-07-08 |
| S63 | Uniform Securities Agent State Law Examination | 1993-05-20 |
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