Elliot D Moses

Current Employers

Sanguine Owl, Lc

Ogden, UT • United States

Current Registrations

Authority	Category	Status	Date
UT	RA	APPROVED	2017-03-03

UT RA
APPROVED

Since 2017-03-03

Branch Locations

Ogden, UT • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Daco Enterprises, Inc.	Salt Lake City	UT	01/2004	Present
Sanguine Owl, Lc	Ogden	UT	04/2012	Present

01/2004 → Present

Daco Enterprises, Inc.

Salt Lake City, UT
04/2012 → Present

Sanguine Owl, Lc

Ogden, UT

Previous Registrations

2013-09-16 → 2016-12-31

Sanguine Owl, Lc

Ogden, UT
2002-07-01 → 2010-12-31

Spear Capital Management, Inc.

Ogden, UT

Other Businesses

DOING BUSINESS IN MANUFACTURING AS CEO WITH DACO ENTERPRISES, INC., AND FOLLOWING BUSINESSES RELATED BY COMMON OWNERSHIP: CAPTIVE EQUIPMENT LEASING AS MEMBER MANAGER WITH HATU WINDS, LC, REAL ESTATE LEASING AS MEMBER MANAGER WITH HATU WINDS LAND CO., LC, AND CAPTIVE LEASING AND RAW MATERIAL SALES AS MEMBER MANAGER WITH JERANIMO, LC. TRUSTEE FOR FAMILY RELATED TRUSTS. PAID COMPENSATION IS EXPECTED TO BE $0-$1500 PER ANNUM. MANAGING MEMBER FOR FAMILY LLC, DANELIN ENTERPRISES, LLC (BUSINESS RELATED BY COMMON OWNERSHIP) (INVESTMENT RELATED). AT LEAST 40 HR.S/WK FOR COMBINED ACTIVITIES ABOVE.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-05-17
S63	Uniform Securities Agent State Law Examination	1993-05-03

S65 Uniform Investment Adviser Law Examination

2002-05-17
S63 Uniform Securities Agent State Law Examination

1993-05-03

View on SEC IAPD