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Douglas Wayne Miller

Chief Advisors Corp

Lawrence, KS

Salina, KS

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Current Employers
Chief Advisors Corp

110 E. Iron Ave, Suite B, Salina, KS 67401 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2021-05-10
MO RA APPROVED 2021-05-10
  • KS RA
    APPROVED
    Since 2021-05-10
  • MO RA
    APPROVED
    Since 2021-05-10

Branch Locations

Lawrence, KS • United States

110 E. Iron Ave, Suite B, Salina, KS 67401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Kansas City MO 06/1995 10/2019
United Capital Management Of Kansas, Inc. Salina KS 01/2021 04/2021
Unemployed Lawrence KS 03/2020 01/2021
The Trust Company Lawrence KS 02/2020 03/2020
Unemployed Lawrence KS 10/2019 02/2020
First Asset Financial Inc Salina KS 05/2021 Present
Chief Advisors Corp Salina KS 05/2021 Present
Previous Registrations
Other Businesses

FIRST ASSET FINANCIAL INC. (FAF) APPROVES THE FOLLOWING OUTSIDE NON-SECURITIES BUSINESS ACTIVITY THAT IS NOT INVESTMENT RELATED: REAL ESTATE/PROPERTY MANAGEMENT LANDLORD RENTAL PROPERTY NON INVESTMENT RELATED, LESS THAN 20 HOURS PER MONTH, NOT DURING BUSINESS HOURS BEGINNING IN 08/2011. THIS BUSINESS (WHICH OFFERS NO SECURITIES), IS NOT CO-OWNED BY, NOR AN AFFILIATE OF FAF. ALL SERVICES AND PRODUCTS THAT ARE OFFERED BY THIS PERSON (OR THEIR DBA) ARE THE SOLE RESPONSIBILITY OF THIS AGENT (OR THEIR DBA) ALONE AND ARE NOT THE RESPONSIBILITY OF FAF. FAF IS NOT LIABLE IN ANY MANNER REGARDING THIS "OUTSIDE BUSINESS ACTIVITY".

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-01-14
S63 Uniform Securities Agent State Law Examination 1993-05-21
  • S66 Uniform Combined State Law Examination
    2003-01-14
  • S63 Uniform Securities Agent State Law Examination
    1993-05-21
Designations
Other Names
  • Douglas W Miler
  • Doug W Miller
  • Douglas Miller

View on SEC IAPD

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