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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-04-19 |
| AL | RA | APPROVED | 2016-10-24 |
Branch Locations
2032 Cherokee Road, Alexander City, AL 35010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sterne Agee Investment Advisor Services, Inc. | Birmingham | AL | 06/2016 | 10/2016 |
| Raymond James Financial Services, Inc. | Alexander City | AL | 10/2016 | Present |
| Raymond James Financial Services Advisors Inc. | Alexander City | AL | 10/2016 | Present |
| N/A - Non-Variable Insurance | Alexander City | AL | 06/2018 | Present |
| N/A | Alexander City | AL | 06/2018 | Present |
(1)Name of Business: Willis Capital Management Address: 2032 Cherokee Road, Alexander City, AL, 35010, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: Yes Start Date: 10/21/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner, Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1993-07-30 |
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