Janice C Uberecken

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2024-11-18
MN	RA	APPROVED	2024-11-14

WI RA
APPROVED

Since 2024-11-18
MN RA
APPROVED

Since 2024-11-14

Branch Locations

St Cloud, MN • United States

14 North 7Th Avenue, St Cloud, MN 56303 • United States

1810 N 16Th Street Suite 2, Superior, WI 54880 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities, Llc.	St. Louis Park	MN	04/1993	11/2024
Prudential Insurance Company Of America	St. Louis Park	MN	04/1993	11/2024
Lpl Enterprise, Llc	Superior	WI	11/2024	Present

04/1993 → 11/2024

Pruco Securities, Llc.

St. Louis Park, MN
04/1993 → 11/2024

Prudential Insurance Company Of America

St. Louis Park, MN
11/2024 → Present

Lpl Enterprise, Llc

Superior, WI

Previous Registrations

2014-01-14 → 2024-11-14

Pruco Securities, Llc.

Sartell, MN

St Cloud, MN

St. Louis Park, MN

Superior, WI

St Cloud, MN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-06-13
S63	Uniform Securities Agent State Law Examination	1993-07-02

S65 Uniform Investment Adviser Law Examination

2008-06-13
S63 Uniform Securities Agent State Law Examination

1993-07-02