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475 Springfield Ave, Summit, NJ 07901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
Branch Locations
475 Springfield Ave, Summit, NJ 07901 • United States
3333 Wilshire Blvd, Suite 800, Los Angeles, CA 90010 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Western And Southern Life | Gardena | CA | 05/2016 | 03/2020 |
| W&S Brokerage Service | Cincinnati | OH | 06/2016 | 03/2020 |
| Crown Capital Securities Lp | Orange | CA | 06/2020 | 04/2021 |
| Emp Financial Network Inc | Los Angeles | CA | 01/2021 | Present |
| Ameritas Invesment Company, Llc | Lincoln | NE | 05/2021 | 06/2024 |
| Ameritas Life Insurance Company | Lincoln | NE | 05/2021 | 06/2024 |
| Fit Planning Group, Coo/Vp | Orange | CA | 06/2020 | 04/2021 |
| Ameritas Advisory Services, Llc | Lincoln | NE | 11/2021 | 06/2024 |
1.) EMP FINANCIAL NETWORK - 1/1/2021 - 3333 Wilshire Blvd, Suite 800, Los Angeles, CA 90010 - President/CDO, Manage & support overall business operation, Not Invt Rel, Insurance business, 120 hrs/mo; 120 hrs/mo (during trading hours) 2.) TLG ADVISORS INC - 6/6/2024 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, RA, 0 hrs/mo; 0 hrs/mo (during trading hours). 3.) VISTA Marketing Partners LLC - 1000 N. King Street, Wilmington, New Castle County, DE 19801 - Founding board member for strategic growth and planning in fixed insurance & annuity industry, Not Invt Rel, Insurance Business, 2 hrs/mo; 1 hr/mo (during trading hours).
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-10-03 |
| S63 | Uniform Securities Agent State Law Examination | 1993-05-13 |
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