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Current Employers
Tlg Advisors, Inc.

475 Springfield Ave, Summit, NJ 07901 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
  • CA RA
    APPROVED
    Since 2025-01-01

Branch Locations

475 Springfield Ave, Summit, NJ 07901 • United States

3333 Wilshire Blvd, Suite 800, Los Angeles, CA 90010 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Western And Southern Life Gardena CA 05/2016 03/2020
W&S Brokerage Service Cincinnati OH 06/2016 03/2020
Crown Capital Securities Lp Orange CA 06/2020 04/2021
Emp Financial Network Inc Los Angeles CA 01/2021 Present
Ameritas Invesment Company, Llc Lincoln NE 05/2021 06/2024
Ameritas Life Insurance Company Lincoln NE 05/2021 06/2024
Fit Planning Group, Coo/Vp Orange CA 06/2020 04/2021
Ameritas Advisory Services, Llc Lincoln NE 11/2021 06/2024
  • 05/2016 → 03/2020
    Western And Southern Life
    Gardena, CA
  • 06/2016 → 03/2020
    W&S Brokerage Service
    Cincinnati, OH
  • 06/2020 → 04/2021
    Crown Capital Securities Lp
    Orange, CA
  • 01/2021 → Present
    Emp Financial Network Inc
    Los Angeles, CA
  • 05/2021 → 06/2024
    Ameritas Invesment Company, Llc
    Lincoln, NE
  • 05/2021 → 06/2024
    Ameritas Life Insurance Company
    Lincoln, NE
  • 06/2020 → 04/2021
    Fit Planning Group, Coo/Vp
    Orange, CA
  • 11/2021 → 06/2024
    Lincoln, NE
Previous Registrations
  • 2021-11-01 → 2024-06-10
    Los Angeles, CA
  • 2021-05-04 → 2021-11-01
    Ameritas Investment Company, Llc
    Los Angeles, CA
    Los Angeles, CA
    Glendale, AZ
    Austin, TX
    Lincoln, NE
  • 2020-06-17 → 2021-05-05
    Crown Capital Securities, L.P.
    Placentia, CA
  • 2019-03-21 → 2020-03-31
    Gardena, CA
    Cincinnati, OH
    Cerritos, CA
    Orange, CA
  • 2013-10-14 → 2016-05-17
    Los Angeles, CA
Other Businesses

1.) EMP FINANCIAL NETWORK - 1/1/2021 - 3333 Wilshire Blvd, Suite 800, Los Angeles, CA 90010 - President/CDO, Manage & support overall business operation, Not Invt Rel, Insurance business, 120 hrs/mo; 120 hrs/mo (during trading hours) 2.) TLG ADVISORS INC - 6/6/2024 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, RA, 0 hrs/mo; 0 hrs/mo (during trading hours). 3.) VISTA Marketing Partners LLC - 1000 N. King Street, Wilmington, New Castle County, DE 19801 - Founding board member for strategic growth and planning in fixed insurance & annuity industry, Not Invt Rel, Insurance Business, 2 hrs/mo; 1 hr/mo (during trading hours).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-03
S63 Uniform Securities Agent State Law Examination 1993-05-13
  • S66 Uniform Combined State Law Examination
    2013-10-03
  • S63 Uniform Securities Agent State Law Examination
    1993-05-13
Designations
Other Names
  • Jj Kim
  • Heewoong Kim
  • J J Kim

View on SEC IAPD

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