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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-27 |
| CO | RA | APPROVED | 2016-04-21 |
Branch Locations
2 Inverness Dr East Ste 187, Englewood, CO 80112 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.A. Tyler Browning Ii | Denver | CO | 03/1995 | Present |
| Kestra Investment Services, Llc. | Englewood | CO | 04/2016 | Present |
| Kestra Advisory Services, Llc. | Englewood | CO | 04/2016 | Present |
Business Name: Browning Real Estate Corporation Inv Rel: No Address: 2 Inverness Dr. E. #187 Centennial CO 80112 NOB: Real Estate Position: Member of the LLC. Start Date: 4/1/2005 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Passive Investor Business Name: Diversified Financial Partners Inv Rel: Yes Address: 2 Inverness Dr. E. #187 Centennial CO 80112 NOB: Insurance Position: Member Start Date: 5/26/1997 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: I am a owner of the entity. Business Name: Kestra Advisory Services, LLC Inv Rel: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 NOB: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: The Browning Group II, LLC Inv Rel: Yes Address: 2 Inverness Dr. E. #187 Centennial CO 80112 NOB: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position: Owner Start Date: 1/1/2010 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: I own the company and oversee the day to day operations.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-11-08 |
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