David Wayne Tomfohrde

Current Employers

St. Bernard Financial Services, Inc.

1609 West Main St, Russellville, AR 72801 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2019-04-16

MN RA
APPROVED

Since 2019-04-16

Branch Locations

Maplewood, MN • United States

1609 West Main St., Russellville, AR 72801 • UNITED STATES

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien Yes
Investigation No
Customer complaint No
Termination Yes

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc	Fairfield	IA	08/2013	03/2019
Cambridge Investment Research Advisors	Fairfield	IA	08/2013	03/2019
St. Bernard Financial Services, Inc.	Russellville	AR	03/2019	Present

08/2013 → 03/2019

Cambridge Investment Research, Inc

Fairfield, IA
08/2013 → 03/2019

Cambridge Investment Research Advisors

Fairfield, IA
03/2019 → Present

St. Bernard Financial Services, Inc.

Russellville, AR

Previous Registrations

2013-12-03 → 2019-03-27

Cambridge Investment Research Advisors, Inc.

Maplewood, MN

Other Businesses

1)INDEPEDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2)St. Lawrence Catholic Church Men's Club, 1203 5th St. SE, Minneapolis, MN, 9/1994 as board member. NIR. - NPO. - 20 hr./yr - 0/trading. 3)Second to None,3989 Research Park Dr., Ann Arbor, MI 48108 Start date 8/22/2020, Evaluate Businesses; 0 hrs. during trading.;

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	1993-05-20

S63 Uniform Securities Agent State Law Examination

1993-05-20

Other Names

Dave Tomfohrdf
Dave Thomas

View on SEC IAPD