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2919 Allen Pkwy, Houston, TX 77019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2023-07-11 |
| IL | RA | APPROVED | 2023-06-27 |
Branch Locations
500 West Madison Suite 2850, Chicago, IL 60661 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allstate Insurance Co | Chicago | IL | 06/2011 | 05/2019 |
| Sj Mason Financial Inc | Chicago | IL | 03/2012 | 05/2019 |
| Prudential Insurance Company Of America | Matteson | IL | 05/2019 | 06/2023 |
| Pruco Securities, Llc. | Matteson | IL | 05/2019 | 06/2023 |
| Valic Financial Advisors, Inc. | Chicago | IL | 06/2023 | Present |
| Agia | Houston | TX | 06/2023 | Present |
| Notary Public | Matteson | IL | 03/2021 | 01/2025 |
AGIA POSITION: AGENT NATURE: NON SECURITIES INSURANCE PRODUCTS INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 06/19/2023 ADDRESS: 2929 ALLEN PARKWAY, HOUSTON TX 77019, United States DESCRIPTION: Appointed as agent to sell Non Securities Insurance products for AGIA NATIONAL YOUTH ADVOCACY PROGRAM POSITION: Treatment Advocate NATURE: NYAP's Front Door Diversion Program empowers individuals who are being considered for possible long-term mental health care with a more peaceful community-living option after hospital discharge. FDDP assists and transitions individuals into independence within their own space while seeking supportive community programming that best fits their needs... INVESTMENT RELATED: No NUMBER OF HOURS: 32 SECURITIES TRADING HOURS: 0 START DATE: 05/24/2021 ADDRESS: 4747 Lincoln Mall Drive, Matteson IL 60443, United States DESCRIPTION: Monitor residents for safety, and observance of house rules and quiet time hours, assist clients with medication maintenance, play games, teach cooking skills CAROLYN'S KIDS FOUNDATION POSITION: Board Member NATURE: Non Profit organization that primarily provides scholarships and assistance for elementary school graduates as well as providing scholarships to attendee at 2 HBCU's INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/26/2023 ADDRESS: P.O. BOX 784, MATTESON IL 60443, United States DESCRIPTION: Assist in fundraising activities for the youth scholarships. Attend and volunteer at the 2 annual events. STRUT Men of Distinction Banquet and fashion show and Scholarship awards dinner. Volunteering - Making phone calls to award winners, reminders to attend, working with models for STRUT
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-29 |
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