Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-05
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

Fort Worth, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Advisory Services Dallas TX 05/2011 09/2025
Avantax Investment Services, Inc. Dallas TX 07/1996 09/2025
Cetera Investment Services Llc Saint Cloud MN 08/2024 Present
Cetera Financial Specialists Llc Schaumburg IL 08/2024 Present
Cetera Advisors Llc Greenwood Village CO 08/2024 Present
Cetera Wealth Services, Llc El Segundo CA 08/2024 Present
Cetera Wealth Services, Llc Fort Worth TX 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 05/2011 → 09/2025
    Avantax Advisory Services
    Dallas, TX
  • 07/1996 → 09/2025
    Avantax Investment Services, Inc.
    Dallas, TX
  • 08/2024 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 08/2024 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 08/2024 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 08/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Fort Worth, TX
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2011-05-24 → 2025-09-05
    Avantax Advisory Services
    Fort Worth, TX
    Dallas, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-06-12
S63 Uniform Securities Agent State Law Examination 1997-01-31
  • S66 Uniform Combined State Law Examination
    2007-06-12
  • S63 Uniform Securities Agent State Law Examination
    1997-01-31
Other Names
  • Randy David Rix
  • Randel David Rix

View on SEC IAPD

More in Fort Worth, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor