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11111 Santa Monica Boulevard Suite 1200, Los Angeles, CA 90025 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2004-08-23 |
Branch Locations
11111 Santa Monica Blvd Suite 1200, Los Angeles, CA 90025 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Windward Capital Management Company | Los Angeles | CA | 05/2004 | Present |
| S.L. Reed & Company | Los Angeles | CA | 10/2004 | 07/2026 |
Windward Capital Management Company; Investment -related; 11111 Santa Monica Blvd, Los Angeles, CA 90028; Registered Investment Advisor; Chief Investment Officer and Portfolio Manager; Start: 05/2004; 32 hrs./week during trading hours; affiliated RIA.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-12 |
| S65 | Uniform Investment Adviser Law Examination | 1993-03-26 |
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