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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-07-24 |
| VT | RA | APPROVED | 2024-06-17 |
| TX | RA | APPROVED_RES | 2013-08-16 |
| CT | RA | APPROVED | 2008-01-01 |
Branch Locations
450 Post Road E, Westport, CT 06880 • United States
Trumbull, CT • United States
Naples, FL • United States
Ludlow, VT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Southport | CT | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Southport | CT | 11/2016 | 04/2018 |
| Janney Montgomery Scott Llc | Fairfield | CT | 04/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-23 |
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