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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-09-08
TX RA APPROVED 2023-09-08
  • CA RA
    APPROVED
    Since 2023-09-08
  • TX RA
    APPROVED
    Since 2023-09-08

Branch Locations

333 University Avenue Suite 240 [Satellite], Sacramento, CA 95825 • United States

595 Humboldt St Ste 200, Reno, NV 89509 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Sacramento CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Sacramento CA 11/2016 09/2023
Wells Fargo Advisors Financial Network, Llc Sacramento CA 09/2023 Present
Previous Registrations
  • 2011-01-03 → 2023-09-08
    Roseville, CA
    Sacramento, CA
    Sacramento, CA
    Sacramento, CA
  • 2001-05-15 → 2011-01-03
    Wells Fargo Investments, Llc
    North Highlands, CA
    Sacramento, CA
    Sacramento, CA
    Sacramento, CA
Other Businesses

THE JACKEMMA GROUP LLC DBA THE PETERS GROUP LLC, INV RELATED, SACRAMENTO, CA, 100% OWNERSHIP, START 11/1/2022, 2 HOUR PER MONTH, 0 HOURS DURING TRADING, FINET PRACTICE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-03-25
S63 Uniform Securities Agent State Law Examination 1993-06-17
  • S65 Uniform Investment Adviser Law Examination
    1994-03-25
  • S63 Uniform Securities Agent State Law Examination
    1993-06-17
Other Names
  • Kenneth Richard Peters

View on SEC IAPD

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