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Charles Michael Pires

Principal Securities, Inc.

Berwyn, PA

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2005-08-31
  • PA RA
    APPROVED
    Since 2005-08-31

Branch Locations

400 Berwyn Office Park Ste 200 899 Cassatt Rd, Berwyn, PA 19312 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Princor Financial Services Corporation Berwyn PA 02/2005 Present
Benefit Development Financial Group Berwyn PA 09/2011 Present
Trinity Benefit Advisors King Of Prussia PA 12/2018 07/2020
One Digital Llc Berwyn PA 08/2020 Present
  • 02/2005 → Present
    Princor Financial Services Corporation
    Berwyn, PA
  • 09/2011 → Present
    Benefit Development Financial Group
    Berwyn, PA
  • 12/2018 → 07/2020
    Trinity Benefit Advisors
    King Of Prussia, PA
  • 08/2020 → Present
    One Digital Llc
    Berwyn, PA
Previous Registrations
Other Businesses

***Fixed Insurance; Investment Related; King of Prussia, PA; Broker; Fixed Life, DI, Health, LTC, Annuities; Start Date: 08/01/2020; 5 hrs per month; 5 during trading hours. ***Fixed Insurance; Investment Related; King of Prussia, PA; Broker; Group benefits: Medical, Life, DI, Dental; Start Date: 07/01/2020; 120 hrs per month; 120 during trading hours. ***CPMP PROPERTIES ONE, LLC POSITION: Partner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2019 ADDRESS: 26 B 80th Street, Sea Isle City NJ 08243, United States DESCRIPTION: Beach House for rental. ***QUAD TRINITY, LLC POSITION: Partner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2019 ADDRESS: 2822 W. Vina Del Mar Blvd, St. Pete Beach FL 33701, United States DESCRIPTION: Rental Property. ***AVALON AUTOMATION POSITION: Member NATURE: Amazon Seller INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2025 ADDRESS: 542 Red Coat Lane, Phoenixville PA 19460, United States DESCRIPTION: Sell compliant Amazon products on Amazon. My responsibility to make payment for the purchase of product. Rest is handled via Amazon.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-06-16
S63 Uniform Securities Agent State Law Examination 1994-02-22
  • S65 Uniform Investment Adviser Law Examination
    1997-06-16
  • S63 Uniform Securities Agent State Law Examination
    1994-02-22

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