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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2006-08-08 |
Branch Locations
304 Inverness Way S Ste 165, Englewood, CO 80112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Ins. Co. | Milwaukee | WI | 02/1993 | Present |
| Northwestern Mutual Investment Services, Llc | Denver | CO | 03/1993 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2007 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. OWNER, RENTAL PROPERTY, 19120 E MOLLY AVE, PARKER CO 80134, 2 HRS PER MONTH, NOT INVESTMENT RELATED 2. 100% OWNER, M&L 2 LLC, 19026 E HICKOCK DRIVE, PARKER, , COLORADO, 80134, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 4/21/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, RENTAL PROPERTY, OWNER/MANAGER. INVESTMENT RELATED. 2. 100% OWNER, M AND L HOLDINGS LLC, 19120 E MOLLY AVE, PARKER, , COLORADO, 80134, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 9/1/2004, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LANDLORD; LEASING AND MANAGEMENT. INVESTMENT RELATED. 2. 50% OWNER, 19026 E HICKOCK DRIVE, 19026 E HICKOCK DRIVE, PARKER, , COLORADO, 80134, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 04/21/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, RENTAL PROPERTY, OWNER/MANAGER 3. MKKB, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 7/30/2021, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+,LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 4. 100% OWNER, MDK1, LLC RECEIVING RISK AND WMC COMPENSATION, LEGAL ENTITY - RECEIVING WMC AND RISK COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 7/30/2021, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, OWNER 5. 100 % OWNER, IHM LLC (LIMITED APPROVAL), OTHER NAME, START DATE: 3/23/2022, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, SOLE MEMBER OF LLC, SELLING GROUP HEALTH INSURANCE, OTHER GROUP BENEFITS AND MEDICARE; NON INVESTMENT-RELATED. 6. 100% OWNER, M&L FL LLC, 25180 GOLDCREST AVE #1022, BONITA SPRINGS, , FLORIDA, 34134, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 08/30/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, N/A. INVESTMENT RELATED. 7. DIRECTOR, DEBBIE'S BIG DAY, 5640 SAWDUST LOOP, PARKER, , COLORADO, 80134, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 09/17/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ANNUAL CHARITY GOLF TOURNAMENT TO RAISE MONEY FOR DEVELOPMENTALLY DISABLED ADULTS. NON INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 1995-06-05 |
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