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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2026-05-05
  • NY RA
    APPROVED
    Since 2026-05-05

Branch Locations

1 Penn Plaza, 27Th Fl, New York, NY 10119 • United States

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-07-22
NJ RA APPROVED 2017-05-25
  • NY RA
    APPROVED
    Since 2021-07-22
  • NJ RA
    APPROVED
    Since 2017-05-25

Branch Locations

Brooklyn, NY • United States

1 Penn Plz Fl 27, New York, NY 10119 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Shufro, Rose & Co. Llc New York City NY 08/2008 01/2017
Purshe Kaplan Sterling Investments Albany NY 12/2015 01/2017
Wells Fargo Clearing Services Llc New York NY 05/2017 Present
Unemployed Brooklyn NY 02/2017 04/2017
Wells Fargo Advisors Financial Network New York NY 05/2026 Present
  • 08/2008 → 01/2017
    New York City, NY
  • 12/2015 → 01/2017
    Purshe Kaplan Sterling Investments
    Albany, NY
  • 05/2017 → Present
    New York, NY
  • 02/2017 → 04/2017
    Unemployed
    Brooklyn, NY
  • 05/2026 → Present
    Wells Fargo Advisors Financial Network
    New York, NY
Previous Registrations
  • 2008-08-14 → 2017-01-23
    New York, NY
    New York, NY
    New York, NY
  • 2006-04-11 → 2006-04-11
    Brooklyn, NY
  • 2004-10-20 → 2005-06-21
    Banc Of America Investment Services, Inc.
    New York, NY
  • 2002-09-06 → 2004-10-20
    Quick & Reilly, Inc.
    New York, NY
Other Businesses

1)544 HALSEY LLC, NOT INV RELATED, BROOKLYN, NY, 100% OWNERSHIP WITH SPOUSE, START 9/1/2008, ZERO HOURS PER MONTH, MANAGE RENTAL PROPERTY. 2) SKI FAMILY LLC NOT INV RELATED, BROOKLYN, NY, 100% OWNERSHIP WITH SPOUSE, START 9/1/2010, 5 HOURS PER MONTH, ZERO DURING TRADING, MANAGE RENTAL PROPERTY. 3)384 PUTNAM LLC, NOT INV RELATED, BROOKLYN, NY, 100% OWNERSHIP WITH SPOUSE, START 9/1/2010, 5 HOURS PER MONTH, ZERO DURING TRADING, MANAGE RENTAL PROPERTY. 4)552 WILLOUGHBY LLC, NOT INV RELATED, BROOKLYN, NY, 100% OWNERSHIP WITH SPOUSE, START 9/1/1997, 5 HOURS PER MONTH, ZERO DURING TRADING, MANAGE RENTAL PROPERTY. 5)SKGRIFF LLC, NOT INV RELATED, BROOKLYN, NY, 100% OWNERSHIP WITH SPOUSE, START 9/1/2008, ZERO HOURS PER MONTH, MANAGE RENTAL PROPERTY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-02-05
  • S66 Uniform Combined State Law Examination
    2002-02-05
Other Names
  • Sharon E Deshatlo
  • Sharon E Griffith

View on SEC IAPD

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