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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-05-05 |
Branch Locations
1 Penn Plaza, 27Th Fl, New York, NY 10119 • United States
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-22 |
| NJ | RA | APPROVED | 2017-05-25 |
Branch Locations
1 Penn Plz Fl 27, New York, NY 10119 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Shufro, Rose & Co. Llc | New York City | NY | 08/2008 | 01/2017 |
| Purshe Kaplan Sterling Investments | Albany | NY | 12/2015 | 01/2017 |
| Wells Fargo Clearing Services Llc | New York | NY | 05/2017 | Present |
| Unemployed | Brooklyn | NY | 02/2017 | 04/2017 |
| Wells Fargo Advisors Financial Network | New York | NY | 05/2026 | Present |
1)544 HALSEY LLC, NOT INV RELATED, BROOKLYN, NY, 100% OWNERSHIP WITH SPOUSE, START 9/1/2008, ZERO HOURS PER MONTH, MANAGE RENTAL PROPERTY. 2) SKI FAMILY LLC NOT INV RELATED, BROOKLYN, NY, 100% OWNERSHIP WITH SPOUSE, START 9/1/2010, 5 HOURS PER MONTH, ZERO DURING TRADING, MANAGE RENTAL PROPERTY. 3)384 PUTNAM LLC, NOT INV RELATED, BROOKLYN, NY, 100% OWNERSHIP WITH SPOUSE, START 9/1/2010, 5 HOURS PER MONTH, ZERO DURING TRADING, MANAGE RENTAL PROPERTY. 4)552 WILLOUGHBY LLC, NOT INV RELATED, BROOKLYN, NY, 100% OWNERSHIP WITH SPOUSE, START 9/1/1997, 5 HOURS PER MONTH, ZERO DURING TRADING, MANAGE RENTAL PROPERTY. 5)SKGRIFF LLC, NOT INV RELATED, BROOKLYN, NY, 100% OWNERSHIP WITH SPOUSE, START 9/1/2008, ZERO HOURS PER MONTH, MANAGE RENTAL PROPERTY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-02-05 |
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