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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2019-02-20
TX RA APPROVED_RES 2019-02-15
  • VA RA
    APPROVED
    Since 2019-02-20
  • TX RA
    APPROVED_RES
    Since 2019-02-15

Branch Locations

8000 Towers Crescent Drive 13Th Floor, Vienna, VA 22182 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprize Financial Services, Inc. Mclean VA 04/2008 02/2019
Raymond James Financial Services Advisors, Inc. Vienna VA 02/2019 Present
Raymond James Financial Services, Inc. Vienna VA 02/2019 Present
Previous Registrations
Other Businesses

(1)Name of Business: My Wealth Management Address: 8000 Towers Crescent Dr 13th Floor, Vienna, VA, 22182, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: No Start Date: 04/18/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: This is the LLC set up for our Raymond James business (2)Name of Business: The Fletcher Insurance Group Address: 8000 Towers Crescent Dr 13th Floor, Vienna, VA, 22182, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 02/14/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Providing insurance solutions for my clients needs.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-06-03
S63 Uniform Securities Agent State Law Examination 1993-05-03
  • S65 Uniform Investment Adviser Law Examination
    1993-06-03
  • S63 Uniform Securities Agent State Law Examination
    1993-05-03
Other Names
  • Mike Marrocco

View on SEC IAPD

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