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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2009-11-30 |
Branch Locations
2820 Lassiter Rd. Ste. A200, Marietta, GA 30062 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 11/2009 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 11/2009 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2010 | 10/2017 |
1)INDEPENDENT INSURANCE AGENT, ATLANTA, GA, 12/1990 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2 HR/WK - 1/TRADING. 2)CARLA KESTERSON, 4028 SPALDING DRIVE, ATLANTA, GA 30350. OWNER SINCE 05/20/2011. NOT INVESTMENT RELATED. WORKS 10 HOURS PER YEAR NONE OF WHICH ARE DURING TRADING. DUTIES: PERSONAL 2ND HOME AT BEACH. CONSIDERING RENTING. 3)CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40 HR/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4)ATLANTIC WEALTH CONSULTANTS, 1843 PEELER RD STE C, ATLANTA, GA, 11/2019 AS VICE PRESIDENT - TITLE IN NAME ONLY. INV REL - 0 HRS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-07-27 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-22 |
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