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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-02-28 |
| CA | RA | APPROVED | 2012-07-09 |
Branch Locations
3027 Townsgate Rd Ste 200, Westlake Village, CA 91361-5863 • United States
Northridge, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Woodland Hills | CA | 07/2012 | 03/2020 |
| Ameriprise Financial Services, Llc | Westlake Village | CA | 03/2020 | Present |
Real Estate Ownership; Farm property in Iowa, North Dakota, and South Dakata. These are "undivided interest".; n/a, , n/a, IA, 00000; Investment-Related; 01/01/1987 / Multi-Family; 2421 N Brighton St, 2427 N Brighton St, Burbank, CA, 91504; Not Investment-Related; 01/02/1952.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-07-28 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-20 |
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