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Arvie Mackinnon Allison

Wells Fargo Clearing Services, LLC

Peoria, AZ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2012-03-05
TX RA APPROVED 2012-02-17
  • AZ RA
    APPROVED
    Since 2012-03-05
  • TX RA
    APPROVED
    Since 2012-02-17

Branch Locations

16165 N 83Rd Ave Ste 140, Peoria, AZ 85382 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Surprise AZ 02/2012 11/2016
Wells Fargo Clearing Services, Llc Surprise AZ 11/2016 Present
Previous Registrations
  • 2009-06-01 → 2012-02-27
    Morgan Stanley
    Peoria, AZ
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Surprise, AZ
  • 1999-07-14 → 2007-04-02
    Morgan Stanley Dw Inc.
    Surprise, AZ
    Surprise, AZ
Other Businesses

RENTAL PROPERTY, INV RELATED, SUN CITY, AZ, 100% OWNERSHIP, START: 6/2/2022, 2 HRS/MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-08-25
S63 Uniform Securities Agent State Law Examination 1993-04-22
  • S65 Uniform Investment Adviser Law Examination
    1995-08-25
  • S63 Uniform Securities Agent State Law Examination
    1993-04-22
Other Names
  • Max Allison

View on SEC IAPD

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Other Offices

CLARUS WEALTH ADVISORS, LLC · PEORIA, AZ
EDWARD JONES · PEORIA, AZ
EDWARD JONES · SUN CITY, AZ
J.P. MORGAN SECURITIES LLC · PEORIA, AZ
TACTIVE ADVISORS, LLC · Peoria, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PEORIA, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PEORIA, AZ
KINGDOM FINANCIAL GROUP, LLC · PEORIA, AZ

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