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858 Camp Street, New Orleans, LA 70130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2021-10-07 |
Branch Locations
157 Church Street 19Th Floor, New Haven, CT 06510 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Hamden | CT | 02/2013 | 10/2021 |
| Tiaa | Hamden | CT | 02/2013 | 10/2021 |
| Mid Atlantic Capital Corporation | Pittsburgh | PA | 10/2021 | Present |
| Gwm Advisors, Llc | New Orleans | LA | 10/2021 | Present |
(1). Beaumont Properties LLC / SHROM Properties LLC~Non Investment Related~Easton, CT 06612~Residential Real Estate Owner / Manager~Owner~October 2021~16 Hours Per Month~4 Hours Per Month During Market~Owner & Manager of Residential Rental Real Estate. (2). Tidewater Wealth Management*Yes Invest*West Hartford CT & New Haven CT*Partner / Senior Wealth Management Advisor*DBA for investment advisory business through NewEdge Advisors, LLC - Investment related - at the reported business location(s) - as an investment advisor representative I provide investment advisory services and advice*10/4/21*140 Per Mnth/140 Trade*Financial Planning & Fee-Based Advice*
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-04 |
| S65 | Uniform Investment Adviser Law Examination | 1999-06-29 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-07 |
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