Barry Waxler

Current Employers

Employment History

• 08/1997 → 10/2021
  Universal Financial Consultants Corporation
  San Diego, CA
• 04/2014 → 10/2020
  Securities America, Inc.
  San Diego, CA
• 05/2014 → 10/2021
  Versus Capital Partners, Llc
  San Diego, CA
• 10/2020 → 10/2021
  Lpl Financial, Llc
  San Diego, CA
• 10/2021 → Present
  Benchmark Investments, Llc
  New York, NY
• 10/2021 → 01/2022
  Benchmark Advisory Services, Llc
  New York, NY
• 01/2022 → Present
  Kingswood Wealth Advisory
  Stockbridge, GA
• 05/2023 → Present
  Kingswood Capital Partners, Llc
  San Diego, CA

Previous Registrations

• 2021-10-25 → 2022-01-03
  Benchmark Advisory Services, Llc
  San Diego, CA
  San Diego, CA
• 2015-01-01 → 2021-12-14
  Verus Capital Partners, Llc
  San Diego, CA
• 2014-05-13 → 2014-12-31
  Verus Capital Partners, Llc
  San Diego, CA
• 2008-06-20 → 2014-05-15
  Main Street Advisors, Llc
  Del Mar, CA
  Hays, KS
  San Diego, CA
• 2010-08-06 → 2014-04-30
  Independent Financial Group, Llc
  Hays, KS
  San Diego, CA
• 2004-05-18 → 2005-10-10
  Waveland Investment Advisors, Llc
  San Diego, CA
• 2004-04-16 → 2004-05-17
  National Planning Corporation
  San Diego, CA
• 2000-09-29 → 2003-09-11
  Osaic Fs, Inc.
  San Diego, CA

Other Businesses

1) Universal Financial Consultants Corp. - yes - 5040 Seachase Way San Diego - Life, Health, and Disability Income Insurance sales - General Agent - 7/1/2000 - 80 hours - 60 hours Sell, underwrite, place and service clients life, health and disability income insurance policies. 2) EPI/Founder Group Advisory Board - no - 5040 Seachase Way, San Diego, CA 92130 - business development- focus on exit planning - advisory board member - 1/1/2019 - 2 hours - none Meet monthly to collaborate with attorneys, accountants and financial advisors for exit planning. 3) Author - Book sales Stop Bleeding Cash - no - 5040 Seachase Way, San Diego, CA 92130 - business development and prospecting - author - 1/1/2016 - 4 - none book sales on line. Book is used to develop credibility for new business prospecting 4) Premium Financed Life Insurance Sales - not investment related - 5040 Seachase Way San Diego, CA 92130 - Life insurance sales w/ finding via bank financing - Producing life insurance agent - 4/1/22 - 5-10 hours - 0-5 hours - assist families in need of life insurance for estate planning purposes 5) Blockcerts Referral Agreement - not investment related - 5040 Seachase Way, San Diego CA 92130 - business referrals for technology and business advancement - independent contractor - 7/1/2022 - 2-5 hours - 0 hours - refer clients to blockcerts that need technology development, including the development of apps. web products, or non fungible tokens 6)EF Hutton Investment Banking Referral Agreement - not investment related - 5040 Seachase Way, San Diego CA 92130 - business referrals for investment banking capital raise - independent contractor - 6/1/2022 - 2-5 hours - 0 hours - refer clients to EF \Hutton that need assistance with business development and have capital primarily in late stage development 7) Holonis Referral Agreement - not investment related - 5040 Seachase Way, San Diego CA 92130 - business referrals for technology and marketing support - independent contractor - 7/1/2019 - 2-5 hours - 0 hours - refer clients to Holonis that need technology development, including the development of web related apps and marketing tools. 8) Abacus Like Settlements Referral Agreement - not investment related - 5040 Seachase Way, San Diego CA 92130 - business referrals for late stage capital and business development - independent contractor - 6/1/2022 - 2-5 hours - 0 hours - make referrals and connections for life settlements and late stage business development for technology, capital needs, and the creation of non fungible tokens

Exams

• S65 Uniform Investment Adviser Law Examination
  2000-08-11
• S63 Uniform Securities Agent State Law Examination
  1993-07-13

Other Names

• Barry Waxier