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One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2020-01-10 |
Branch Locations
One Financial Plaza 26Th Floor, Hartford, CT 06103 • United States
Newtown Square, PA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Proshares | Bethesda | MD | 01/2014 | 12/2019 |
| Etfis Holdings Llc | New York | NY | 12/2019 | Present |
| Vp Distributors Llc | New York | NY | 01/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2006-08-03 |
| S65 | Uniform Investment Adviser Law Examination | 2005-03-16 |
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