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125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2020-01-07 |
Branch Locations
125 Froehlich Farm Blvd., Woodbury, NY 11797 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Equity Services, Inc. | Rockville | VA | 11/1998 | 12/2019 |
| #Ia Commonwealth Financial Network | Rockville | VA | 11/1998 | 12/2019 |
| Vanderbilt Securities, Llc | Woodbury | NY | 01/2020 | Present |
| Vanderbilt Advisory Services | Woodbury | NY | 01/2020 | Present |
1. Wealth Management Strategies, LLP. Investment related. Start date: 11/01/1998. Address: 11297 Watkins Rd, Rockville VA, 23146. Title: Partner, 50% owner and Partner of a private, Virginia limited liability partnership formed in 1998 to operate as a branch office in the securities industry. WMS has 2 partners (50/50), each of whom is a registered representative (RR) and Investment Advisor Representative (IAR) with Vanderbilt Securities, LLC and Vanderbilt Advisory Services, respectively. Duties: Co-manage and service client accounts. Time spent during regular hours: 100%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-29 |
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