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2700 Ygnacio Valley Road 275, Walnut Creek, CA 94598 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-11-14 |
Branch Locations
2700 Ygnacio Valley Road 275, Walnut Creek, CA 94598 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Walnut Creek | CA | 01/1998 | 11/2023 |
| Arbor Wealth Management | Walnut Creek | CA | 03/2007 | 08/2017 |
| Arbor Wealth Management | Walnut Creek | CA | 08/2017 | Present |
| Osaic Wealth, Inc. | Walnut Creek | CA | 11/2023 | Present |
ARBOR WEALTH MANAGEMENT; INVESTMENT RELATED; 2855 MITCHELL DRIVE #203; PRINCIPAL; START DATE 03/14/2001; 100HRS/MTH; 3 DURING SECURITY HOURS; DESIGN MANAGE AND OVERSEE CLIENT PORTFOLIOS. CONDUCT CLIENT MEETINGS AND REBALANCE PORTFOLIOS AS NEEDED. CONTINUALLY SCREEN AND MONITOR NEW INVESTMENT OPPORTUNITIES FOR CLIENTS. NO NAME POSITION: TRUSTEE NATURE: NONE OF THE ABOVE. I WAS TOLD THAT I NEEDED TO DISCLOSE THAT I AM THE TRUSTEE ON MY UNCLE'S LIVING TRUST INVESTMENT RELATED: NO NUMBER OF HOURS: 0 INVESTMENT RELATED HOURS: 0 START DATE: 10/08/2013 ADDRESS: 2855 MITCHELL DR #203, WALNUT CREEK CA 94598 DESCRIPTION: IN THE EVENT OF MY UNCLES DEATH I AM THE TRUSTEE ON THE LIVING TRUST.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-11-15 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-28 |
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