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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-07-29 |
| NC | RA | APPROVED | 2012-03-22 |
Branch Locations
Mooresville, NC • United States
13024 Ballantyne Corporate Plaza Suite 650, Charlotte, NC 28277 • United States
Matthews, NC • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Charlotte | NC | 02/2012 | Present |
CCS GLOBAL D/B/A BREWBURGERS / 4195 34TH STREET SOUTH ST. PETERSBURG, FLORIDA 33711 / COMPANY / RETAILERS (APPAREL, FOOD, GENERAL) / RESTAURANTS / PARTNER / HIGH LEVEL ADVISORY, NOT DAY TO DAY OPERATIONS / START DATE 06/16/2012 / 2) George C. Marshall 45th Reunion Committee / 332 Robinlynn Road Matthews,North Carolina 28105 / Other/ Other Social Organization / Treasurer / Member of a committee with management or supervisory functions / / Collect fees and pay expenses / Start Date Non-Profit Committee 12/1/15-9/1/16/
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-04-01 |
| S63 | Uniform Securities Agent State Law Examination | 1993-03-26 |
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