Rex G Swartz

Current Employers

Capital Analysts

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2015-04-23

MO RA
APPROVED

Since 2015-04-23

Branch Locations

Lincoln Investment Planning, Inc. 1600 Genessee Street, Kansas City, MO 64102 • United States

Lincoln Investment

601 Office Center Drive Suite 300, Fort Washington, PA 19034-3232 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2000-01-01

MO RA
APPROVED

Since 2000-01-01

Branch Locations

601 Office Center Drive Suite 300, Fort Washington, PA 19034 • United States

Suite 823 1600 Genessee Street, Kansas City, MO 64102 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lincoln Investment Planning, Inc.	Kansas City	MO	02/1995	Present

02/1995 → Present

Lincoln Investment Planning, Inc.

Kansas City, MO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-07-03
S63	Uniform Securities Agent State Law Examination	1993-04-20

S65 Uniform Investment Adviser Law Examination

2013-07-03
S63 Uniform Securities Agent State Law Examination

1993-04-20

Other Names

Rex Gaylord Swartz

View on SEC IAPD