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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2019-02-26 |
| VA | RA | APPROVED | 2019-02-26 |
| TX | RA | APPROVED_RES | 2017-02-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) | Sterling | VA | 09/2002 | Present |
| Independent Financial Partners | Fairfax | VA | 03/2017 | 02/2019 |
1. 09/05/2002 - NO BUSINESS NAME - CPA/BOOKKEEPER/TAX PREPARER - INV REL - AT REPORTED BUSINESS LOCATION - CPA PREPARE PERSONAL INCOME TAX RETURNS. 2. 09/08/2011 - NO BUSINESS NAME - Non-Variable Insurance - INV REL - AT REPORTED BUSINESS LOCATION - SELLING FIXED LIFE INSURARANCE PRODUCTS, DISABILITY INSURANCE, AND LONG-TERM CARE INSURANCE - 2% TIME SPENT. 3. 12/16/2014 - NO BUSINESS NAME - INV REL - N/A - SEMINAR PRESENTER / BLOGGER - START 01/01/2015 - SEMINAR PRESENTER FOR NON-PROFIT LITERACY ORGANIZATION, SPEAKING TO COLLEGE STUDENTS GENERICALLY ABOUT THE IMPORTANCE OF MONEY MANAGEMENT AND CREDIT MANAGEMENT CONCERNS. ADDITIONALLY PROVIDE OCCASIONAL BLOG CONTENT FOR THE NON-PROFIT ORGANIZATION AS AN CONTRIBUTING BLOGGER. THE ORGANIZATION IS THE SOCIETY FOR FINANCIAL EDUCATION AND PROFESSIONAL DEVELOPMENT. THE PRIMARY AUDIENCE ARE MEMBERS OF FINANCIAL AND EDUCATION INSTITUTIONS, GOVERNMENTAL BODIES, AND FOUNDATIONS THAT SUPPORT FINANCIAL LITERACY INITIATIVES AND PROJECTS - 1 HR PER MONTH. 4. 1/31/2019 - Flourish Financial Pathways - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/22/2019 - 160 Hours Per Month/8 Hours During Securities Trading. 5. 7/27/2021 - STRIDES Life Enrichment Concepts, LLC - Not Investment Related - 318 Felsted Court, Sterling, VA 20165 - Other-Personal Financial Education and Literacy - Started 07/13/2007 - 10 Hours Per Month/0 Hours During Securities Trading - Teach biblically-based financial mgmt & empowerment classes & seminars & coach individuals using a faith-based approach. 6. 03/06/2024 - No Business Name - Not Investment Related - Largo, MD - Other - Financial Educator - Start Date - 02/15/2023 - 5 Hours Per Month/1 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1995-11-03 |
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