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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2016-04-19 |
Branch Locations
3535 Grandview Parkway Suite 300, Birmingham, AL 35243 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kestra Advisory Services, Llc | Birmingham | AL | 04/2016 | Present |
| Kestra Investment Services, Llc | Birmingham | AL | 12/2005 | Present |
Business Name: Campbell Wealth Management LLC Investment Related: Yes Address: 3535 Grandview Parkway, Suite 300 Birmingham AL 35243 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Owner Start Date: 5/1/2009 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: operations, marketing and sales Business Name: Crippled Childrens Foundation Investment Related: No Address: 2019 Fourth Avenue North Suite 101 Birmingham AL 35203 Nature of Business: Community/Charitable/Civic Position, Title or Relationship: director Start Date: 1/1/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: 2-3 meetings per year Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Business Name: Veraison Capital Partners, LLC Investment Related: No Address: 300 Grandview Parkway, Suite 300 Birmingham AL 35243 Nature of Business: Other Other/None of the Above personal investments Position, Title or Relationship: member Start Date: 12/21/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: determine along with the only other member where to invest the money of the entity Business Name: R&N Group, LLC Investment Related: No Address: 1 Dogwood Forest Shoal Creek AL 35242 Nature of Business: Other Other/None of the Above Investments of my personal IRA Position, Title or Relationship: Managing member Start Date: 4/5/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: personal IRA investments Business Name: Palmetto Investments, LLC Investment Related: No Address: 696 W Magnolia Avenue Auburn AL 35632 Nature of Business: Other Other/None of the Above Activities limited to investing in real estate opportunities Position, Title or Relationship: Managing Member Start Date: 3/16/2021 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: write checks for capital calls, work with CPA on accounting and taxes
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2009-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1993-04-07 |
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