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Karla Jill Brown

LPl Financial LLC

Bismarck, ND

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2024-07-03
  • ND RA
    APPROVED
    Since 2024-07-03

Branch Locations

Bismarck, ND • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First International Bank Bismarck ND 05/2014 08/2021
Lpl Financial Llc Bismarck ND 11/2017 Present
Investment Centers Of America, Inc. Bismarck ND 05/2014 11/2017
Ica Group Wealth Management, Llc Bismarck ND 02/2022 06/2024
  • 05/2014 → 08/2021
    First International Bank
    Bismarck, ND
  • 11/2017 → Present
    Bismarck, ND
  • 05/2014 → 11/2017
    Investment Centers Of America, Inc.
    Bismarck, ND
  • 02/2022 → 06/2024
    Ica Group Wealth Management, Llc
    Bismarck, ND
Previous Registrations
  • 2021-03-15 → 2024-08-30
    Ica Group Wealth Management, Llc
    Denver, CO
    Bismarck, ND
  • 2014-05-09 → 2017-12-06
    Investment Centers Of America, Inc.
    Bismarck, ND
    Bismarck, ND
    Appleton, WI
  • 2010-04-08 → 2014-05-08
    Rapid City, SD
  • 2009-06-29 → 2010-03-23
    Securities America Advisors, Inc.
    Rapid City, SD
  • 2008-07-28 → 2009-06-29
    Cetera Wealth Services, Llc
    Rapid City, SD
    Rapid City, SD
  • 2000-04-18 → 2008-07-10
    Investment Centers Of America, Inc.
    Custer, SD
    Rapid City, SD
    Rapid City, SD
Other Businesses

1. 08/30/2019 - ICGA Ins Agency - Investment related - Non-Variable Insurance - start date:09/03/2019 - 4 hrs/mo - 3 hrs during trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-11-10
S63 Uniform Securities Agent State Law Examination 1993-12-04
  • S65 Uniform Investment Adviser Law Examination
    1999-11-10
  • S63 Uniform Securities Agent State Law Examination
    1993-12-04
Other Names
  • Karla Jill Mccue
  • Karla Jill Kramer

View on SEC IAPD

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